Multifamily Buildings
Controlling Stack Effect-Driven Airflows
The author is a proponent of the individual buildings and
individual services and systems school. The most elegant
argu-ment for compartmentalization of apartment buildings comes
from Handegord.1 Stack effect-driven airflows in tall buildings
compromise smoke control and fire safety, adversely affect
indoor air quality and comfort as well as increase operating
costs for space conditioning energy (Figure 1). By isolating the
units from each other and from corridors, shafts, elevators and
stairwells, stack effect-driven interior airflows can be
controlled (Figures 2 and 3).
To achieve compartmentalization unit airtightness should meet a
minimum resistance or air permeance of 2 L/(s· m2) at 75 Pa (0.4 cfm/ft2
at 0.30 in. w.g.), which is the recommended minimum resistance of
enclosure air barrier systems.2 This level of unit airtightness is
necessary to control stack effect air pressures and limit airflow
from adjacent units and cross contamination. Additionally, elevators
should be located in vestibules, lobbies and other “airlocks”
thereby isolating them from corridors. Unit doors should be
weather-stripped.


Distributed Ventilation
Applying the compartmentalization principle further, ventilation
is provided to each individual unit across exterior walls, not
across interior pressure boundaries such as floors. Under the
compartmentalization principle, ventilation is provided by
ventilation systems unique to each unit rather than by central
systems (Figure 4).
In practice rooftop central exhaust systems are difficult and
arguably impossible to balance and typically defeat measures to
control the stack effect through compartmentalization. Balance is
complicated due to the additive effect of the stack pressures to the
fan pressures in the exhaust system duct risers. Since stack
pressures vary with temperature, the flows in the exhaust systems
also vary with temperature. The use of constant airflow regulators
(devices that maintain constant airflow across variations in air
pressure) can mitigate this effect somewhat, but are rarely used and
require extremely high pressures within ducts to effectively
operate. Apartments on upper levels tend to be overventilated during
cold weather since they are closer to the fans and are most subject
to the stack pressure. Shafts acting as exhaust chases or containing
exhaust ducts are difficult to seal effectively and significantly
complicate fire and smoke con-trol due to the development of complex
three dimensional airflow pathways and interstitial pressure
fields.3 Ventilation shaft construction typically is linked to mold
and is the subject of frequent litigation due to these airflow
pathways and the gypsum board used to construct the fire
separations.3
Central systems are further limited as most installations do not
allow individual unit control—the central fans are con-trolled by
building management and are typically on all of the time or off all
of the time. Units are either all ventilated or all not ventilated
(resulting in overventilation in many units and significantly higher
energy consumption) or underventilation in many units resulting in
contaminant buildup and other complaints.

Distributed Heating, Cooling and Domestic Hot Water
The compartmentalization principle also can be extended to
heating, cooling and domestic hot water. Unit space heating is
provided by sealed combustion gas furnaces and water heaters located
in each individual unit (Photographs 3 and 4) that are vented either
upward or downward through small diameter plastic ducts. Exhaust
gases and combustion air are provided by separate ducts that follow
parallel paths (Figures 5 and 6). Most systems can be routed upward
or downward four to five floors.

Air conditioning is provided in a similar manner with individual
exterior units located on roofs or at ground level in dry wells or
in parking garages (Figure 7). Combined heating and cooling with
heat pumps is executed in the same manner. Rooftop penetrations are
collected and located in “doghouses” minimizing penetrations. All
cable, duct and pipes are run through walls of doghouses (Photograph
5). The doghouse lids are removable, allowing for access. The
distributed heating, cooling and domestic hot water components are
arguably easier to service, and lower in cost to maintain by less
skilled personnel than central systems. Problems with systems are
limited to individual units rather than many units or entire
buildings. Distributed systems are also less expensive to install in
many regions.



This cost argument is supported on a per project basis on
multifamily developments as the free market operates and developers
adopt these approaches due to first cost reasons. Developers rarely
select systems because they perform better, are more energy
efficient, are safer or provide better indoor air quality.
Developers select systems because they are cheaper. More of these
systems are being adopted and displacing standard approaches
principally for cost reasons.
Central systems for heating, cooling and domestic hot water are
not conducive to energy conservation since they do not encourage
rational individual behavior unless individual metering is provided.
It is the author’s experience that individual systems are the
easiest to individually meter (Photographs 1 and 2).
In hot, humid climates, part-load humidity control is almost
impossible to control with central systems in apartment or
condominium construction unless preconditioned makeup air or
ventilation air is supplied to corridors through rooftop units.
This begs the question whether makeup air and ventilation air
can be supplied to individual apartments through corridor leakage or
door undercuts. Most fire codes do not allow this approach (although
in reading the codes it is not always clear) and require fully
ducted supply with smoke dampers. In the distributed conditioning
approach, individual dehumidifiers are provided in each unit,
typically in the air-handling closet (Photograph 6).
Individual apartment units in essence are treated identically to
single-family detached houses with respect to heating, cooling and
domestic hot water down to the types of equipment used. Since these
systems are, for all practical purposes, residential systems, they
can be installed by less skilled residential contractors, which is
also an attractive feature to developers since more subcontractors
are capable of both installation and service.

Ventilation System Configurations
Ventilation of individual apartment units or condominium units
using the compartmentalization approach should be pro-vided
according to ANSI/ASHRAE Standard 62.2, Ventilation and Acceptable
Indoor Air Quality in Low-Rise Residential Buildings. In the
author’s opinion, the title of the standard is misleading and
limiting. The author believes that the standard should also apply to
apartments and condominiums regardless of height (low-rise or
mid-rise or high-rise).
The author’s preferred system configuration is presented in
Figure 8. An outside air duct is directly connected to the re-turn
side of an air-handling unit. An inline motorized damper and the
air-handler blower is controlled by a programmable thermostat or
other device to ensure minimum ventilation and prevent
overventilation. Exhaust air is vented directly to the exterior from
the kitchen and bath via an intermittently operated fan (or fans)
controlled by the occupants. The author prefers that the exhaust fan
(or fans) are controlled by a switch with an integral timer that
shuts off the exhaust fan (or fans) after a preset time (e.g., 10
minutes), which is a practice common in the hotel and hospitality
industry.
Dryers should be vented directly to the exterior (Figure 10). A
better approach, in the author’s opinion, is the use of condensing
dryers that require no exterior vent. The water removed from the
clothes is condensed and drained. No exhaust to the exterior occurs.
This approach has obvious advantages with respect to makeup air
(none is needed), and thus provides huge benefits in hot, humid
climates from latent load perspectives and negative pressures, not
to mention the benefits in cold climates arising from heat reclaim.
In a hot, humid climate, a 94 L/s (200 cfm) exhaust flow results in
approximately a 3.5 kW (1 ton) load. During part-load periods, the
94 L/s (200 cfm) exhaust is almost entirely a latent load
dramatically skewing the sensible to latent ratio. Finally, there is
one less hole in the building enclosure to worry about.
Not all apartment or condominium units are designed and
constructed with air-handling units. Many units have electric heat
and no air conditioning, particularly in the Pacific Northwest.
Others have through-wall packaged heat pumps that provide heating
and cooling. Figures 11 and 12 illustrate the compartmentalization
approach for such units.
Exhaust is provided by continuously operating exhaust fan with
outside air (makeup air) provided by an outside air duct. In the
author’s opinion, this is not the best approach as it relies on
induced infiltration. The air exhausted will be replaced by
infiltration air through the duct. In the author’s experience this
approach works best with effective compartmentaliza-tion (unit air
tightness should meet a minimum resistance or air permeance of 2
L/(s·m2) at 75 Pa (0.4 cfm/ft2 at 0.30 in. w.g.), thereby limiting
air drawn from neighboring units and the corridor, thusly favoring
the outside air duct as a source of makeup air.
A better approach is presented in Figure 13 where both supply
and air exhaust is provided by a heat exchange ventilator. The
installed cost of this approach is significantly more than the
approaches described in Figures 11 and 12. However, the approach has
the benefits of lower operating costs (particularly extreme climates
such as severe cold and hot, humid climates) and not relying on
induced infiltration.

Summary
Compartmentalization of the building enclosure and apartment and
condominium units to control stack effect-driven interior airflows
can be extended to ventilation systems and systems for heating,
cooling and domestic hot water. The approach results in distributed
systems that allow for individual unit control, service, replacement
and metering. The approach arguably results in buildings that are
safer from a smoke and fi re perspective, more energy efficient,
more comfortable and more durable with better indoor air quality.
Brian Simkins, LEED AP
Chapter Technologies Transfer Committee Chair
Article
in: ASHRAE Journal, December 2005. Please see article for all
references and credits. By Joseph W. Lstiburek, Ph.D., P.Eng.,
Fellow ASHRAEl
CTTC - Programs for Albuquerque and Beyond
So, do you
have an innovative project or an absolute disaster that you have
worked on?
Do you
want to have your ASHRAE conference fees waived? If you give a
presentation at the conference, you go for free! Here is how it
works…
Technical Program
Preliminary
program submissions include energy efficient design and operation of
data centers, central chilled water plant innovations, and latest
research on refrigeration system and components and design
applications for sustainable buildings.
Submission Types
Technical
Papers: Require double-blind review, approved by three
reviewers, maximum length: 30 pages.
Conference
Papers: Abstract undergoes review for acceptance or rejection.
Papers due 3 months after notification of abstract acceptance.
Require single-blind review, approved by two reviewers, maximum
length: 8 pages.
Seminar:
Submit abstract for presentation w/ chair and 2-4 speakers, each
speak approximately 20 minutes.
Forum:
One moderator, no presentation, 60-minute open discussion.
Tracks
Track 1:
What Is Sustainable Anyway? This track will discuss
Sustainability and its overall affect on our environment as it
pertains to all facets of energy consumption in the near term and
the long term on new and existing building stock. How do present
energy efficient standards compare to the proposed 189 and what is
the additional cost? How will this affect us physically and
financially? What are the short term and long term goals and
benefits of sustainability? Are there simple and low cost
intermediate steps as we progress? What can we do as ASHRAE members
and how will other professions be affected? What will decisions by
other professions (i.e., architects) have on our progress and
ability to reach our goals? Case studies? How will IAQ be affected?
What can be done to conserve water, sewer and electric uses in
buildings?
Track 2:
Energy Facts and Simulation Track As building design criteria
changes to include sustainability and energy use, it is important
that consideration be given to building energy use simulation
methods. This track is intended to include topics that address this
particular issue including but not limited to: current and future
tools for modeling energy use, the importance of building energy
simulation, the influence and incorporation of energy models on the
design process, the accuracy of energy use models, etc. This track
will also explore the use of an energy model as a tool to provide
energy savings opportunities.
Track 3:
Ventilation Systems Ventilation system design and maintenance is
a wide-ranging topic. In this track, the objective is to address
topics which are in significant interest at the present time,
related to ventilation systems; starting with what’s new in ASHRAE
Standard 62.1-2010, discussion of what indoor contaminants should be
controlled in occupied spaces, operation and maintenance of
ventilation systems and specialized ventilation system requirements
for applications such as dry climates, hot, humid climates and
variable air volume systems.
Track 4:
Refrigeration for the Future Track submissions are requested
which address the need for cost effective and affordable advanced
materials, components, refrigeration cycles, and system designs to
improve energy efficiency of future refrigeration systems. In
particular, submissions that address the energy consumption of
entire systems through-out the entire operating regime to reduce
annual energy consumption of the complete refrigeration system are
re-quested. Furthermore, submissions that address the reduction of
performance losses in the field due to installation deficiencies,
operational effects and long-term degradation are sought.
Track 5:
Central Plant Systems This track will highlight presentations
and case studies of energy efficient central heating and cooling
plants. For this track, the definition of central plant includes
plants serving single buildings and plants serving campus style
groups of buildings. Plant sizes could range from very small to very
large. Submissions should include discussions of both successes and
challenges. Case studies of innovative central plant design are
encouraged.
Track 6:
BIM/CAD/Paper and Pencils
Track 7:
Energy Conservation vs. New Generation In the United States,
buildings consume over 40% of energy produced and contribute to over
a third of our CO2 emissions. Current projections anticipate U.S.
energy demands to in-crease by more than one-third by 2030, with
electricity demand rising by more than 40 percent. As we continue to
see a trend toward “net-zero” energy buildings, the debate continues
as to what is the most effective method to curtail CO2 emissions and
global climate change. While some experts have stated that improving
energy efficiency in our buildings is one of the most constructive,
cost-effective ways to address the challenges of high energy prices,
energy security and independence, and global climate change, others
experts predict that implementing new generations technologies such
as solar and wind, in conjunction with smart grid technology, will
reduce our dependence on fossil fuels, thus reducing CO2 emissions,
and improving energy security. The series of sessions in this track
illustrate the benefits of improved efficiency technologies verses
new generation technologies and how the technologies promote
net-zero energy buildings and contribute to lower CO2 emissions.
Track 8:
Living with HVAC&R Systems System designs can be advanced and
efficient, but they are only as good as the actual operation after
installation and start up. Uptime and simplicity often outweigh
energy saving operation, even in green buildings. The series of
sessions in this track will focus on the maintainability and
optimization of installed systems. Potential topics include energy
saving retro-fits, continuous commissioning, operations and
maintenance and de-sign with operability in mind.
Track 9:
High Efficiency HVAC Systems As buildings are required to exceed
ASHRAE Standard 90.1 by 30 percent or more and to meet LEED
certification requirements, engineers are designing highly efficient
HVAC systems. In addition to meeting ASHRAE's sustainability and
net-zero energy goals, HVAC systems will have to be more energy
efficient than previously designed. The series of sessions in this
track illustrate ideas and designs for HVAC systems and their
applications to various building types. New high performance
building technology will be presented, integration approaches
presented, and commissioning and operating strategies recommended.
Track 10:
Professional Skills
Track 11:
Data Center and High Density Cooling Data centers are very high
energy facilities containing significant amounts of equipment gain
in the space. What are the “state of the art” conditioning
techniques and what is being done to minimize the HVAC energy use in
these facilities. This track will explore energy savings
opportunities associated with space conditions, cooling scenarios,
cooling medium production and delivery.
Track 12:
Unassigned
Deadlines
Technical
Papers: Due for review on April 9, 2010. Present at Las Vegas
(January 2011). See LV tracks below.
Conference
Papers: Submit abstract online by April 9, 2010. Present at Las
Vegas (January 2011). See LV tracks below.
Seminar:
Submit abstract with title for individual presentation by
January 30, 2010, to Sarah Maston (smaston@rdkengineers.com). Also
submit short biography. I will put submissions together with a chair
and multiple speakers. Also email me if you are interested in
chairing a presentation.
Forum:
Submit forum online.
For
Technical or Conference Papers, tracks for the Las Vegas Winter
Meeting are below:
Track 1
Impact of Code Requirements on the work of an ASHRAE Member
Track 2
Integrated Design Process
Track 3
Low Energy Hospitality Design
Track 4 Is
that Ammonia in your Refrigeration (or What Else Is New in Low-GWP/ODP)?
Track 5
“Greening” of the Industrial Base
Track 6
Real Cost of Zero Energy Buildings
Track 7
Impact of ASHRAE Standards on the Contractor Industry
Track 8
Professional Skills
Links
Albuquerque Technical Program Information:
http://www.ashrae.org/events/page/2539
Papers and
Programs Information:
http://www.ashrae.org/events/page/1756